Read the business and risk sections
Look for changes in business description, customer concentration, supplier risk, competition, regulation, and updated risk factors.
Free filing checklist
SEC Filing Review Checklist
SEC filings are primary sources for business changes, risks, accounting notes, and management discussion. This checklist helps you move through the filing without skipping the hard sections.
Last reviewed: May 24, 2026
What this helps with
Research context you can act on manually
10-K and 10-Q prompts
Risk factor review
Footnote and dilution checks
Review MD&A and statements
Compare management discussion with revenue, margins, cash flow, debt, working capital, and segment reporting.
Check footnotes
Footnotes can explain dilution, leases, debt terms, contingencies, related-party activity, and accounting estimates.
Free tool
SEC Filing Review Checklist
Research-only
Work through the checklist
Use the steps below to organize the work, then keep the notes for your own source review.
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Build your notes
Fill in source links, observations, open questions, and follow-up items as you work.
Your notes stay in this browser until you copy, download, print, or reset them.
FAQ
Which filings should beginners read first?
Start with the latest 10-K for the annual picture and the latest 10-Q for recent updates.
Does this replace professional analysis?
No. It is a research checklist for organizing source review.